Legal Disclaimers and Regulatory Disclosures

MarketAxess and the MarketAxess logo are trademarks of the Company. MarketAxess Corporation, member FINRA and SIPC. MarketAxess SEF Corporation is registered as a Swap Execution Facility with the CFTC. MarketAxess Canada Company is a member of IIROC.

Xtrakter Ltd and MarketAxess Europe Ltd are part of the same group of the companies, incorporated in England and Wales and are each authorized and regulated by the UK Financial Conduct Authority.

Patents

MarketAxess products may be covered by one or more of the following patents:

Privacy Policy

Information Collection

MarketAxess is the sole owner of the information collected on www.marketaxess.com. MarketAxess collects information from our users on our Contact and Support page. We DO NOT share personal information with third parties.

Information Use

The information that is gathered on the Contact Us form is used to create a database of possible prospects/sales leads and for user experience analysis.

Log Files

Like most standard website servers we use log files. This includes internet protocol (IP) addresses, browser type, internet service provider (ISP), referring/exit pages, platform type, date/time stamp, and number of clicks to analyze trends, administer the site, track user's movement in the aggregate, and gather broad demographic information for aggregate use. IP addresses, etc. are not linked to personally identifiable information.

Business Transitions

In the event MarketAxess goes through a business transition, such as a merger, being acquired by another company, or selling a portion of its assets, users' personal information will, in most instances, be part of the assets transferred. Users will be notified via prominent notice on our website for 30 days prior to a change of ownership or control of their personal information. If as a result of the business transition, the users' personally identifiable information will be used in a manner different from that stated at the time of collection they will be given a choice consistent with our notification of changes section.

Links

This website contains links to other sites. Please be aware that we, MarketAxess, are not responsible for the privacy practices of such other sites. We encourage our users to be aware when they leave our site and to read the privacy statements of each and every website that collects personally identifiable information. This privacy statement applies solely to information collected by this website.

Notification of Changes

If we decide to change our privacy policy, we will post those changes to this privacy statement, the homepage, and other places we deem appropriate so our users are always aware of what information we collect, how we use it, and under what circumstances, if any, we disclose it. We will use information in accordance with the privacy policy under which the information was collected.

Contact Information

If users have any questions or suggestions regarding our privacy policy, please contact us at:

212-813-6000
info@marketaxess.com
299 Park Ave, New York, NY 10171

Notices

Slavery and Human Trafficking Statement

CSR Statement

MarketAxess Europe

MTF Rulebook

Country by Country Disclosure

Pillar 3 Disclosure

EU Privacy Policy

Cookie Policy

This site uses cookies. Cookies are small text files that are placed on your computer or mobile device. They help you navigate between pages efficiently, remembers your preferences and generally improves your browsing experience. More information about how we use cookies can be found in our Privacy and Cookie Policy.

To disable cookies on this device, please view the information in the Privacy and Cookie Policy. Please be aware that parts of the site may not function correctly if you disable cookies for your device.

MarketAxess SEF Rules and Filings

Response to Public Comments Regarding MAT Submission, Dec. 12 2013

Notice to Participants, Nov. 21 2013
Notice to Participants, May 13 2014
Notice to Participants, Oct. 1 2014
Notice to Participants, Jan. 30 2017

MarketAxess SEF Corporation Rulebook - November 25, 2016

MarketAxess SEF Holiday Schedule 2017

MarketAxess SEF Product Listing Filing and Appendices, Jan. 13 2015
MarketAxess SEF Product Listing Filing and Appendices, Sept. 30 2013
MarketAxess SEF Product Listing Filing and Appendices, March 19 2014

MarketAxess SEF Corporation MAT Determination

MarketAxess SEF Corporation 40.6 Filing - November 9, 2016
MarketAxess SEF Corporation 40.6 Filing - December 18, 2015
MarketAxess SEF Corporation 40.6 Filing - December 14, 2015
MarketAxess SEF Corporation 40.6 Filing - November 23, 2015
MarketAxess SEF Corporation 40.6 Filing - September 30, 2015
MarketAxess SEF Corporation 40.6 Filing - August 07, 2015
MarketAxess SEF Corporation 40.6 Filing - June 08, 2015
MarketAxess SEF Corporation 40.6 Filing - May 15, 2015
MarketAxess SEF Corporation 40.6 Filing - Feb. 17, 2015
MarketAxess SEF Corporation 40.6 Filing - Jan. 13, 2015
MarketAxess SEF Corporation 40.6 Filing - Oct. 8, 2014
MarketAxess SEF Corporation 40.6 Filing - Sep. 9, 2014
MarketAxess SEF Corporation 40.6 Filing - Aug. 25, 2014
MarketAxess SEF Corporation 40.6 Filing - Jul. 11, 2014
MarketAxess SEF Corporation 40.6 Filing - Jun. 30, 2014
MarketAxess SEF Corporation 40.6 Filing - Feb. 26, 2014
MarketAxess SEF Corporation 40.6 Filing - Feb. 14, 2014
MarketAxess SEF Corporation 40.6 Filing - Feb. 11, 2014
MarketAxess SEF Corporation 40.6 Filing - Dec. 20, 2013
MarketAxess SEF Corporation 40.6 Filing - Nov. 5, 2013
MarketAxess SEF Corporation 40.6 Filing - Oct. 17, 2013

Trading Protocols – Dec. 18, 2015

MarketAxess SEF Fee Schedule

MarketAxess Singapore Pte Limited

RMO Market Rulebook




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